87 FR 153 pg. 48721 - CION Investment Corporation, et al
Type: NOTICEVolume: 87Number: 153Page: 48721
Page: 48721Docket number: [Investment Company Act Release No. 34662; File No. 812-14387]
FR document: [FR Doc. 2022-17114 Filed 8-9-22; 8:45 am]
Agency: Securities and Exchange Commission
Official PDF Version: PDF Version
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SECURITIES AND EXCHANGE COMMISSION
[Investment Company Act Release No. 34662; File No. 812-14387]
CION Investment Corporation, et al
August 4, 2022.
AGENCY:
Securities and Exchange Commission ("Commission" or "SEC").
ACTION:
Notice.
Notice of application for an order ("Order") under sections 17(d) and 57(i) of the Investment Company Act of 1940 (the "Act") and rule 17d-1 under the Act to permit certain joint transactions otherwise prohibited by sections 17(d) and 57(a)(4) of the Act and rule 17d-1 under the Act.
Summary of Application:
Applicants request an order to permit certain business development companies ("BDCs") and closed-end management investment companies to co-invest in portfolio companies with each other and with certain affiliated investment entities.
Applicants:
CION Investment Corporation, CION Investment Management, LLC, CION Investment Partners I, L.P. and CION Management, LLC.
Filing Dates:
The application was filed on November 14, 2014, and amended on June 9, 2015, September 23, 2015, January 22, 2016, April 26, 2016, February 27, 2019, July 24, 2019, October 23, 2019, January 27, 2020, May 29, 2020, September 24, 2020, February 18, 2022, May 19, 2022 and July 13, 2022.
Hearing or Notification of Hearing:
An order granting the requested relief will be issued unless the Commission orders a hearing. Interested persons may request a hearing on any application by emailing the SEC's Secretary at Secretarys-Office@sec.gov and serving the Applicants with a copy of the request by email, if an email address is listed for the relevant Applicant below, or personally or by mail, if a physical address is listed for the relevant Applicant below.
Hearing requests should be received by the Commission by 5:30 p.m. on August 29, 2022, and should be accompanied by proof of service on applicants, in the form of an affidavit or, for lawyers, a certificate of service. Pursuant to rule 0-5 under the Act, hearing requests should state the nature of the writer's interest, any facts bearing upon the desirability of a hearing on the matter, the reason for the request, and the issues contested. Persons who wish to be notified of a hearing may request notification by emailing the Commission's Secretary at Secretarys-Office@sec.gov.
ADDRESSES:
The Commission: Secretarys-Office@sec.gov. Applicants: Legal@cioninvestments.com.
FOR FURTHER INFORMATION CONTACT:
Asen Parachkevov, Senior Counsel, or Trace Rakestraw, Branch Chief, at (202) 551-6825 (Division of Investment Management, Chief Counsel's Office).
SUPPLEMENTARY INFORMATION:
For Applicants' representations, legal analysis, and conditions, please refer to Applicants' thirteenth amended and restated application, dated July 13, 2022, which may be obtained via the Commission's website by searching for the file number at the top of this document, or for an Applicant using the Company name search field, on the SEC's EDGAR system. The SEC's EDGAR system may be searched at, at http://www.sec.gov/edgar/searchedgar/legacy/companysearch.html. You may also call the SEC's Public Reference Room at (202) 551-8090.
For the Commission, by the Division of Investment Management, under delegated authority.
J. Matthew DeLesDernier,
Deputy Secretary.
[FR Doc. 2022-17114 Filed 8-9-22; 8:45 am]
BILLING CODE 8011-01-P