72 FR 25 pg. 5777 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the NASDAQ Stock Market LLC To Codify Sponsored Access Rule
Type: NOTICEVolume: 72Number: 25Page: 5777
Docket number: [Release No. 34-55061A; File No. SR-NASDAQ-2006-061]
FR document: [FR Doc. E7-1951 Filed 2-6-07; 8:45 am]
Agency: Securities and Exchange Commission
Official PDF Version: PDF Version
SECURITIES AND EXCHANGE COMMISSION
[Release No. 34-55061A; File No. SR-NASDAQ-2006-061]
Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the NASDAQ Stock Market LLC To Codify Sponsored Access Rule
January 31, 2007.
Correction
In FR Document No. E7-543, beginning on page 2052 for Wednesday, January 17, 2007, the first paragraph is revised to read as follows:
"Pursuant to the provisions of Section 19(b)(1) under the Securities Exchange Act of 1934 ("Act"),1and Rule 19b-4 thereunder,2notice is hereby given that on December 20, 2006, The NASDAQ Stock Market LLC ("Nasdaq") filed with the Securities and Exchange Commission ("Commission") the proposed rule change as described in Items I, II, and III below, which Items have been prepared by Nasdaq. Nasdaq filed the proposed rule change pursuant to Section 19(b)(3)(A) of the Act,3and Rule 19b-4(f)(6) thereunder,4which renders the proposal effective upon filing with the Commission. The Commission is publishing this notice to solicit comments on the proposed rule change from interested persons."
Footnotes:
1 15 U.S.C. 78s(b)(1).
2 17 CFR 240.19b-4.
3 15 U.S.C. 78s(b)(3)(A).
4 17 CFR 240.19b-4(f)(6).
For the Commission, by the Division of Market Regulation, pursuant to delegated authority.5
Footnotes:
5 17 CFR 200.30(a)(12).
Florence E. Harmon,
Deputy Secretary.
[FR Doc. E7-1951 Filed 2-6-07; 8:45 am]
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