69 FR 179 pg. 55847 - Collection Practices Under Section 31 of the Exchange Act
Type: NOTICEVolume: 69Number: 179Page: 55847
Docket number: [Release No. 34-50338; File No. S7-05-04]
FR document: [FR Doc. 04-20845 Filed 9-15-04; 8:45 am]
Agency: Securities and Exchange Commission
Official PDF Version: PDF Version
SECURITIES AND EXCHANGE COMMISSION
[Release No. 34-50338; File No. S7-05-04]
RIN 3235-AJ02
Collection Practices Under Section 31 of the Exchange Act
AGENCY:
Securities and Exchange Commission.
ACTION:
Notice of OMB approval of collection of information.
FOR FURTHER INFORMATION CONTACT:
Michael Gaw, Senior Special Counsel, 202-942-0158, or Christopher Solgan, Attorney, 202-942-7937; Division of Market Regulation; Securities and Exchange Commission; 450 5th Street, NW., Washington, DC 20549-1001.
SUPPLEMENTARY INFORMATION:
The Office of Management and Budget has approved the collection of information requirements titled "Rule 31-Section 31 transaction fees; Rule 31T-Temporary Rule regarding fiscal year 2004; Form R31-Form for reporting covered sales and covered round turn transactions under Section 31 of the Securities Exchange Act of 1934" (OMB Control No. 3235-0597). The Commission adopted Rules 31 and 31T and Form R31 in June 2004.1
Footnotes:
1 See Securities Exchange Act Release No. 49928 (June 28, 2004), 69 FR 41060 (July 7, 2004).
Dated: September 9, 2004.
Margaret H. McFarland,
Deputy Secretary.
[FR Doc. 04-20845 Filed 9-15-04; 8:45 am]
BILLING CODE 8010-01-P