69 FR 141 pg. 44070 - Compliance Programs of Investment Companies
Type: NOTICEVolume: 69Number: 141Page: 44070
Docket number: [Release Nos. IA-2265; IC-26498; File No. S7-03-03]
FR document: [FR Doc. 04-16787 Filed 7-22-04; 8:45 am]
Agency: Securities and Exchange Commission
Official PDF Version: PDF Version
SECURITIES AND EXCHANGE COMMISSION
[Release Nos. IA-2265; IC-26498; File No. S7-03-03]
RIN 3235-AI77
Compliance Programs of Investment Companies
AGENCY:
Securities and Exchange Commission.
ACTION:
Notice of OMB approval of collections of information.
FOR FURTHER INFORMATION CONTACT:
Jamey Basham, Branch Chief, Office of Investment Adviser Regulation, Division of Investment Management, (202) 942-0719, at the Securities and Exchange Commission, 450 Fifth Street, NW., Washington, DC 20549-0506.
SUPPLEMENTARY INFORMATION:
The Office of Management and Budget has approved the collection of information requirements contained in Compliance Programs of Investment Companies and Investment Advisers,1titled "Rule 206(4)-7," (OMB Control No. 3235-0585); "Rule 204-2," (OMB Control No. 3235-0278); and "Rule 38a-1," (OMB Control No. 3235-0586).
Footnotes:
1 Investment Advisers Act Rel. No. 2204 (Dec. 17, 2003) (68 FR 74714 (Dec. 24, 2003)).
Dated: July 19, 2004.
Margaret H. McFarland,
Deputy Secretary.
[FR Doc. 04-16787 Filed 7-22-04; 8:45 am]
BILLING CODE 8010-01-P